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House of Associates

Regulatory & Compliance  

Compliance Scope

Comprehensive Regulatory & Compliance Support

We help organizations design, implement, and maintain compliance frameworks that align with applicable laws, regulatory expectations, and business objectives.

AML & Financial Crime Compliance

Your Shield Against Regulatory Risk Our outsourced AML compliance solution provides a complete, proactive shield for your business. We handle every critical aspect—from customer onboarding and PEPs screening to transaction monitoring and regulatory reporting—ensuring you stay ahead of financial crime risks.

Comprehensive Risk Understanding

We begin with an independent audit to examine your firm's policies, controls, and KYC records. This deep dive identifies your true risk exposure, providing a clear roadmap for a robust compliance framework.

Building Internal Capability

We work directly with your team to build lasting internal awareness. Our experts provide tailored training and support, empowering your staff to understand and manage key financial crime risks effectively.

Our End-to-End AML Services:

Outsourced AML Compliance Solution Customer Onboarding & Periodic Reviews PEPs & Sanctions Screening Transaction Monitoring & AML Reporting Independent AML Audits & Risk Assessments Financial Crime Training & Advisory

Policy Drafting & Implementation

Drafting internal policies, codes of conduct, and compliance manuals tailored to business operations.

Our Approach

Proactive, Structured & Audit-Ready Compliance

Our compliance methodology focuses on anticipating regulatory changes, embedding controls into business processes, and maintaining continuous compliance through monitoring and reporting.

  • 01 Regulatory landscape assessment
  • 02 Gap analysis & risk prioritization
  • 03 Policy design & implementation
  • 04 Ongoing monitoring & filings
  • 05 Periodic reviews & audit support
Regulatory Compliance Approach
Why Partner With HOA?

Reliable Regulatory & Compliance Assurance

Complete Coverage:We manage every aspect of your AML obligations.
Actionable Insight:Our audits translate into clear, practical improvements.
Empowering Partnership:We enhance your team's skills for sustainable compliance.